Edward Alan Horwitz
Professional Summary
Edward Alan Horwitz, who also goes by Ed Alan Horwitz, Ed Horwitz, Eddie Alan Horwitz, is a registered financial advisor currently at E. A. HORWITZ LLC located in Deerfield, Illinois and LASALLE ST SECURITIES, L.L.C. located in Deerfield, Illinois. Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Edward has worked at 4 firms and has passed the Series 65, Series 63, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ed Alan Horwitz, Ed Horwitz, Eddie Alan Horwitz
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES
Contact Information
Main Address
1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015Phone Number
(224) 632-4600# of Employees
13SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
369AUM (Assets Under Management)
$272,647,037Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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COUNTRY CAPITAL MANAGEMENT COMPANY
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Primary Firm SEC Registration
E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Edward Alan Horwitz's CRS (Customer Relationship Summary).
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