Paul C. Christopherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Conrad Christopherson, who also goes by Chris Christopherson, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2008 - October 15, 2015
GILFORD SECURITIES INCORPORATED
April 21, 1998 - July 1, 2008
NEW VERNON SECURITIES, LLC
May 11, 1994 - May 1, 1998
ENDATUM SECURITIES, INC.
July 18, 1991 - February 21, 1992
ANANTHA RAMAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
