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HV

Homer L. Vining

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CRD#: 2154039
HV

Professional summary


Homer Lowry Vining IV was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Homer Lowry Vining IV was a registered financial advisor .

Homer is a previously registered financial advisor and started their career in finance in 1991. Homer had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 19, 2009 - March 27, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
ATLANTA, GA
Past

August 14, 2009 - March 27, 2015

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

July 11, 2005 - August 18, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
DULUTH, GA
Past

June 30, 2005 - August 18, 2009

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DULUTH, GA
Past

March 21, 2003 - July 1, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
ATLANTA, GA
Past

June 18, 2001 - July 1, 2005

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

September 2, 1998 - July 2, 2001

CARTER, TERRY & COMPANY, INC.

BD
CRD#: 16365
ATLANTA, GA
Past

August 3, 1998 - August 25, 1998

CARTER, TERRY & COMPANY, INC.

BD
CRD#: 16365
Past

July 11, 1995 - August 18, 1998

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

July 6, 1994 - August 9, 1995

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

September 25, 1991 - July 21, 1994

F.N. WOLF & CO., INC.

BD
CRD#: 13051

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/19/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 8/12/2008
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


JP
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | TRIUMPH CAPITAL, LLC

CRD#: 124446 / SEC#: 801-67970

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Contact information


Main Address
One Buckhead Plaza 3060 Peachtree Road Nw 11th Floor, Atlanta, GA, 30305
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

CRD#: 124446

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