Candace A. Link
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Candace Ann Link, who also goes by Candace Ann Echement, Candace A. Link, Candace Ann Link, was a registered financial professional .
Candace is a previously registered financial professional and started their career in finance in 1991. Candace had worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2022 - June 6, 2022
AURORA PRIVATE WEALTH, INC.
February 10, 2022 - June 6, 2022
APW CAPITAL, INC.
July 19, 2018 - June 28, 2021
TRANSAMERICA RETIREMENT ADVISORS, LLC
July 19, 2018 - June 28, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
December 9, 2016 - May 3, 2018
VOYA FINANCIAL PARTNERS, LLC
June 25, 2014 - November 11, 2016
MORGAN STANLEY
May 27, 2014 - November 11, 2016
MORGAN STANLEY
February 11, 2008 - June 10, 2009
PWA SECURITIES, INC.
February 8, 2008 - June 10, 2009
PWA WEALTH MANAGEMENT
June 6, 2007 - January 23, 2008
TD AMERITRADE, INC.
June 6, 2007 - January 23, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 4, 2007 - January 23, 2008
TD AMERITRADE, INC.
May 12, 2004 - May 18, 2007
A. G. EDWARDS & SONS, INC.
June 30, 1993 - December 5, 1994
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
July 23, 1991 - November 27, 1991
ADVEST, INC.
Primary Firm SEC Registration
AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
