John D. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Miller was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2015 - November 27, 2015
BANKERS & INVESTORS CO.
May 19, 2015 - November 27, 2015
BANKERS & INVESTORS CO.
August 28, 2003 - December 3, 2003
COUNTRY CLUB FINANCIAL SERVICES, LLC
July 14, 1995 - December 3, 2003
COUNTRY CLUB FINANCIAL SERVICES, LLC
August 13, 1993 - July 5, 1995
INVESTMENT PROFESSIONALS, INC.
February 10, 1992 - August 23, 1993
AMERICAN EXPRESS SERVICE CORPORATION
August 2, 1991 - August 23, 1993
IDS LIFE INSURANCE COMPANY
August 2, 1991 - August 23, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BANKERS & INVESTORS CO.
CRD#: 6874 / SEC#: , 8-21215
Contact information
Disclosures
| Regulatory Event | 5 |
Red Flags
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