David A. Hickin
Professional summary
David Allen Hickin, who also goes by David Allen Kickin, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Brecksville, Ohio.
David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Allen Hickin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2006 - Present
KEYBANC CAPITAL MARKETS INC.
Office #2: 127 Public Square, Cleveland, OH 44114January 23, 2002 - May 5, 2006
RBC CAPITAL MARKETS CORPORATION
December 11, 2001 - January 8, 2002
ABN AMRO SECURITIES LLC
July 26, 1999 - December 10, 2001
ABN AMRO SECURITIES LLC
June 14, 1999 - July 2, 1999
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
April 21, 1994 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
September 27, 1993 - April 14, 1994
LABRANCHE FINANCIAL SERVICES, LLC
July 22, 1991 - August 26, 1993
WINCANTON PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2006)
(5/31/2006)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/1/2005
Limited Representative-Equity Trader ExamSeries 25
Date: 11/9/1999
NYSE Trading Assistant ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
