Kristin A. Meader

ASCENSUS INVESTMENT ADVISORS

Lebanon, ME

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CRD#: 2152994

Professional summary

Kristin Anne Meader, who also goes by Kristin Anne Meader, Kristin Anne Mesgleski, Kristin A Meader, Kristin Meader Story, is a registered financial advisor currently at ASCENSUS INVESTMENT ADVISORS, LLC located in Lebanon, Maine and ASCENSUS BROKER DEALER SERVICES, LLC located in Dresher, Pennsylvania.

Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Kristin has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristin Anne Meader | Kristin Anne Mesgleski | Kristin A Meader | Kristin Meader Story

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Anne Meader's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2019 - Present

ASCENSUS INVESTMENT ADVISORS, LLC

RIA

CRD#: 120632

Lebanon, ME

Current

July 29, 2019 - Present

ASCENSUS BROKER DEALER SERVICES, LLC

Office #1: 200 Dryden Road, Dresher, PA 19025

CRD#: 36478

Dresher, PA

Past

November 6, 2013 - July 12, 2019

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

LIMERICK, ME

Past

November 5, 2013 - July 12, 2019

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

March 4, 2013 - October 9, 2013

GLADING GROUP, LLC

RIA

CRD#: 140480

MONTCLAIR, NJ

Past

April 29, 2010 - December 14, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WELLS, ME

Past

July 7, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 7, 2004 - February 26, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 22, 2003 - May 4, 2004

MIDSOUTH CAPITAL, INC.

CRD#: 35039

ATLANTA, GA

Past

February 25, 2000 - October 1, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 23, 1997 - July 31, 1997

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 3, 1991 - February 2, 1995

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENSUS INVESTMENT ADVISORS, LLC

ASCENSUS INVESTMENT ADVISORS, LLC | UPROMISE INVESTMENT ADVISORS, LLC

CRD#: 120632 / SEC#: 801-61492

RIA

Registered Investment Advisory firm - (9/27/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(7/30/2019)

IAR

Massachusetts
(11/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/2/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASCENSUS INVESTMENT ADVISORS, LLC

ASCENSUS INVESTMENT ADVISORS, LLC | UPROMISE INVESTMENT ADVISORS, LLC

CRD#: 120632 / SEC#: 801-61492

RIA

Registered Investment Advisory firm - (9/27/2002 Approved)

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Contact information

Main Address

95 Wells Avenue Suite 160, Newton, MA 02459

Mailing Address

Phone number

(617) 454-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/29/2026)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 12,973,029,698

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/21/2026	Cover Page	Report
07/29/2024	Cover Page	Report
01/30/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kristin A. Meader

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Anne Meader's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENSUS BROKER DEALER SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

GLADING GROUP, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

MIDSOUTH CAPITAL, INC.

CHARLES SCHWAB & CO., INC.

BANC ONE SECURITIES CORPORATION

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

ASCENSUS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2013

Series 63

Date: 2/4/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1999

Series 6

Date: 10/2/1991

FINRA

Current Firm

ASCENSUS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASCENSUS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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