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JS

Jonathan Slone

USMART (USA)
Rhinebeck, NY
Some features on this profile are disabled
CRD#: 2150608
JS

Professional summary

Jonathan Slone is a registered financial professional currently at USMART (USA) located in Rhinebeck, New York.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1992. Jonathan has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Slone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2025 - Present

USMART (USA)

Office #2: 477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022Office #3: 477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
BD
CRD#: 329365
Rhinebeck, NY
Past

May 6, 2020 - September 2, 2022

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

January 12, 2016 - April 4, 2019

CLSA AMERICAS, LLC

BD
CRD#: 165533
NEW YORK, NY
Past

March 4, 2013 - March 19, 2014

CLSA AMERICAS, LLC

BD
CRD#: 165533
NEW YORK, NY
Past

September 30, 2005 - June 10, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

May 3, 2004 - June 16, 2005

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

January 2, 2004 - May 10, 2004

BNY DIRECT EXECUTION INC.

BD
CRD#: 29598
NEW YORK, NY
Past

October 16, 2003 - December 19, 2003

BNY CLEARING SERVICES LLC

BD
CRD#: 15879
MILWAUKEE, WI
Past

April 25, 2003 - October 23, 2003

BNY CAPITAL MARKETS INC.

BD
CRD#: 18303
NEW YORK, NY
Past

February 25, 2002 - October 1, 2003

BNY CLEARING SERVICES LLC

BD
CRD#: 15879
MILWAUKEE, WI
Past

August 12, 1992 - February 14, 2002

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(8/20/2025)
RR
New York
(3/9/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/2/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/10/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

U(
USMART (USA)
USMART (USA) | USMART CAPITAL, LLC

CRD#: 329365 / SEC#: , 8-71200

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
Mailing Address
477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
Phone number
(646) 673-8611
Established
New York since 11/10/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
USMART INLET INVESTMENT LTDOWNER
LU, YICOO5837061
SLONE, JONATHANCEO2150608
VIGLIAROLO, JOSEPH CHARLESCCO, INVESTMENT BANKING PRINCIPAL4880434
ZAK, STEPHEN PETERFINOP2423424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

USMART (USA)

CRD#: 329365Rhinebeck, NY

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