DB
David C. Boutry
SCOTIA CAPITAL (USA)
Henrico, VA
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CRD#: 2150369
DB
David Carl BoutrySCOTIA CAPITAL (USA)
Professional summary
David Carl Boutry is a registered financial professional currently at SCOTIA CAPITAL (USA) INC. located in Henrico, Virginia.
David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 5 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7, Series 3, Series 11 and Series 24 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Carl Boutry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2025 - Present
SCOTIA CAPITAL (USA) INC.
Office #2: 250 Vesey Street, New York, NY 10281BD
CRD#: 2739
Henrico, VA
Past
September 12, 2008 - October 15, 2014
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
May 14, 2001 - August 19, 2008
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
January 5, 1995 - July 2, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 5, 1991 - August 27, 1993
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/2/2025)
RR
Alaska(9/2/2025)
RR
Arizona(9/2/2025)
RR
Arkansas(9/2/2025)
RR
California(9/2/2025)
RR
Colorado(9/2/2025)
RR
Connecticut(9/2/2025)
RR
Delaware(9/2/2025)
RR
District of Columbia(9/2/2025)
RR
Florida(9/2/2025)
RR
Georgia(9/2/2025)
RR
Hawaii(9/2/2025)
RR
Idaho(9/2/2025)
RR
Illinois(9/2/2025)
RR
Indiana(9/2/2025)
RR
Iowa(9/2/2025)
RR
Kansas(9/2/2025)
RR
Kentucky(9/2/2025)
RR
Louisiana(9/2/2025)
RR
Maine(9/2/2025)
RR
Maryland(9/2/2025)
RR
Massachusetts(9/2/2025)
RR
Michigan(9/2/2025)
RR
Minnesota(9/2/2025)
RR
Mississippi(9/2/2025)
RR
Missouri(9/2/2025)
RR
Montana(9/2/2025)
RR
Nebraska(9/2/2025)
RR
Nevada(9/2/2025)
RR
New Hampshire(9/2/2025)
RR
New Jersey(9/2/2025)
RR
New Mexico(9/2/2025)
RR
New York(9/2/2025)
RR
North Carolina(9/2/2025)
RR
North Dakota(9/2/2025)
RR
Ohio(9/2/2025)
RR
Oklahoma(9/2/2025)
RR
Oregon(9/2/2025)
RR
Pennsylvania(9/2/2025)
RR
Puerto Rico(9/2/2025)
RR
Rhode Island(9/2/2025)
RR
South Carolina(9/2/2025)
RR
South Dakota(9/2/2025)
RR
Tennessee(9/2/2025)
RR
Texas(9/2/2025)
RR
Utah(9/2/2025)
RR
Vermont(9/2/2025)
RR
Virginia(9/2/2025)
RR
Washington(9/2/2025)
RR
West Virginia(9/2/2025)
RR
Wisconsin(9/2/2025)
RR
Wyoming(9/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/29/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 11
Date: 6/3/1991
Assistant Representative-Order Processing Qualification ExamPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SCOTIA CAPITAL (USA) INC.
HOWARD WEIL (A DIVISION OF SCOTIABANK) | SCOTIAMCLEOD (USA) INC. | SCOTIA HOWARD WEIL | SCOTIA CAPITAL MARKETS (USA) INC. | SCOTIA CAPITAL (USA) INC. | MCLEOD YOUNG WEIR INCORPORATED
CRD#: 2739 / SEC#: , 8-3716
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
250 Vesey Street, New York, NY 10281
Mailing Address
250 Vesey Street, New York, NY 10281
Phone number
(212) 225-6500
Established
New York since 11/25/1939
Firm type
Corporation
Fiscal year end
October
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCOTIA HOLDINGS (USA) LLC | SOLE SHAREHOLDER | |
| ATTIA, MONCEF | BOARD MEMBER | 4852031 |
| DUSSEAU, SEAN MICHAEL | CHIEF OPERATING OFFICER & BOARD MEMBER | 6628832 |
| GALANTE, ANTHONY JAMES | CHIEF FINANCIAL OFFICER | 2168905 |
| GEORGALAS, ANDREAS ZANIS | CHIEF LEGAL OFFICER | 4769326 |
| GOHMAN, BENJAMIN E | BOARD MEMBER | 4835406 |
| KAUSHIK, KSHAMTA | CHAIR OF THE BOARD AND PRESIDENT AND CHIEF EXECUTIVE OFFICER | 7523252 |
| KHAN, ARIF KAMAL | CHIEF COMPLIANCE OFFICER | 5011278 |
| NATHANSON, GARY | BOARD MEMBER | 4825746 |
| PATEL, HEMANG | CHIEF OPERATIONS OFFICER | 8032984 |
| WANG, ELSA YI-HUI | BOARD MEMBER | 5984605 |
| WILSON, MARC-ANDRE | BOARD MEMBER | 6455732 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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