Leon Michael Fern
Professional Summary
Leon Michael Fern is a registered financial advisor currently at EAGLE POINT SECURITIES LLC located in Greenwich, Connecticut. Leon is registered as a RR (Registered Representative) and started their career in finance in 1991. Leon has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
EAGLE POINT SECURITIES LLC
Contact Information
Main Address
600 Steamboat Road Suite 202, Greenwich, CT 06830Mailing Address
600 Steamboat Road Suite 202, Greenwich, CT 06830Phone Number
(203) 340-8565Established
Delaware since 11/29/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/1/2024)
(3/1/2024)
(3/1/2024)
(3/1/2024)
(3/1/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1991About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Leon Michael Fern's CRS (Customer Relationship Summary).
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