Richard S. Cohen
Professional summary
Richard Scott Cohen is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Fair Lawn, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Scott Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2004 - Present
NATIONWIDE PLANNING ASSOCIATES INC.
Office #1: 32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410January 16, 2002 - March 5, 2004
METROPOLITAN LIFE INSURANCE COMPANY
January 16, 2002 - March 5, 2004
MSI FINANCIAL SERVICES, INC.
November 27, 1992 - January 10, 2002
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2020)
(3/4/2004)
(7/8/2022)
(3/4/2004)
(10/31/2017)
(8/29/2023)
(5/9/2024)
(6/20/2024)
(3/4/2004)
(3/4/2004)
(1/4/2012)
(3/4/2004)
(9/8/2021)
(2/28/2014)
Exams
FINRA
Current Firm
NATIONWIDE PLANNING ASSOCIATES INC.
CRD#: 31029 / SEC#: , 8-45310
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
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