Lester J. Blackwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Jerome Blackwell III, who also goes by III Lester J Blackwell, Les Blackwell III, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1991. Lester had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2014 - April 10, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 7, 2014 - April 10, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 26, 2006 - November 7, 2014
SUNSET FINANCIAL SERVICES, INC.
June 22, 2006 - November 7, 2014
SUNSET FINANCIAL SERVICES, INC.
June 4, 2003 - June 27, 2006
MUTUAL SERVICE CORPORATION
March 7, 2003 - June 27, 2006
MUTUAL SERVICE CORPORATION
June 1, 1994 - April 1, 2003
G & W EQUITY SALES, INC.
August 10, 1993 - June 6, 1994
AMERICAN UNITED LIFE INSURANCE COMPANY
June 5, 1991 - June 3, 1994
HIMCO DISTRIBUTION SERVICES COMPANY
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
