Richard J. Boerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard James Boerner, who also goes by Dick Boerner, Richard J. Boerner, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1991. Richard had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2002 - December 31, 2015
SECO CAPITAL MANAGEMENT
January 16, 2001 - July 5, 2005
MUTUAL SERVICE CORPORATION
February 8, 1996 - April 14, 1999
NYLIFE SECURITIES LLC
June 25, 1993 - January 26, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 28, 1991 - June 21, 1993
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SECO CAPITAL MANAGEMENT
CRD#: 117841 / SEC#:
Contact information
Red Flags
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