Gary A. Hess

WORLD CAPITAL BROKERAGE

Denver, CO 80203

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CRD#: 2147098

Professional summary

Gary Alan Hess, CFP® is a registered financial professional currently at WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1992. Gary has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Alan Hess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

November 9, 2020 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203

CRD#: 37

Denver, CO

Past

December 6, 2019 - November 10, 2020

STONEX SECURITIES INC.

CRD#: 18456

Rockingham, VA

Past

October 13, 2005 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

March 3, 1999 - October 31, 2003

LINCOLN INVESTMENT

RIA

CRD#: 519

ROCKVILLE, MD

Past

July 9, 1993 - October 31, 2003

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

June 29, 1992 - July 13, 1993

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(3/27/2021)

Exams

State Security Law Exam

Series 63

Date: 10/13/1992

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/17/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WORLD CAPITAL BROKERAGE, INC.

A.G.F. SPONSORS, INC. | WORLD CAPITAL BROKERAGE, INC. | AMERICAN GROWTH FUND SPONSORS, INC.

CRD#: 37 / SEC#: , 8-6805

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1636 N. Logan Street, Denver, CO 80203

Mailing Address

1636 N. Logan Street, Denver, CO 80203

Phone number

(303) 626-0631

Established

Colorado since 07/18/1958

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AGF HOLDINGS INC.	OWNER
BLUM, PATRICIA ANN	VICE PRESIDENT	4467584
GAUGHAN, MICHAEL LAWRENCE	VICE PRESIDENT, SECRETARY	2915597
TAGGART, TIMOTHY EUGENE	CHIEF FINANCIAL OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, SALES, MARKETING, TRAINING & DIRECTOR	1075525

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary A. Hess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Alan Hess's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

QUEST CAPITAL STRATEGIES, INC.

LINCOLN INVESTMENT

LINCOLN INVESTMENT

QUEST CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/1992

Series 65

Date: 1/17/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/26/1992

FINRA

Current Firm

WORLD CAPITAL BROKERAGE, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WORLD CAPITAL BROKERAGE, INC.

TRUST BUT VERIFY

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