Terry B. Wells
TSW WEALTH MANAGEMENT
Framingham, MA 01701
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CRD#: 2147013
Professional summary
Terry Bradley Wells, CFP®, ChFC®, CLU® is a registered financial advisor currently at TSW WEALTH MANAGEMENT located in Framingham, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Framingham, Massachusetts.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Terry has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Wells Financial Advisors, Inc dba TSW Wealth Management; investment related; 205 Newbury Street, Suite 201, Framingham, MA 01701; RIA firm; managing principal; 10/1996 start date, 150 hours per month , 130 hours per month during trading hours; Investment adviser representative 2) Fixed Insurance; investment related -yes; at registered location; Fixed Insurance/Annuity; Agent; 8/11/2023; 5 ; 5 ; Sale and service of insurance products (life/health/accident) 3) PKSF; investment related -yes; at registered location; Fixed Insurance/Annuity; Agent; 8/11/2023; 5 ; 5 ; Sale and service of insurance products (life/health/accident)
CRS (Client Relationship Summary) - RIA
Click below to view Terry Bradley Wells's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
September 5, 1996 - Present
TSW WEALTH MANAGEMENT
Office #1: 205 Newbury Street Suite 201, Framingham, MA 01701RIA
CRD#: 125209
Framingham, MA
Current
February 9, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 205 Newbury Street Suite 201, Framingham, MA 01701BD
CRD#: 35747
Framingham, MA
Past
September 16, 2011 - February 13, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
FRAMINGHAM, MA
Past
May 16, 2003 - September 26, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
FRAMINGHAM, MA
Past
July 28, 1999 - September 26, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
FRAMINGHAM, MA
Past
August 23, 1994 - July 28, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
October 22, 1991 - August 23, 1994
AMERICAN EXPRESS SERVICE CORPORATION
BD
CRD#: 10518
MINNEAPOLIS, MN
Past
June 5, 1991 - August 23, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 5, 1991 - August 23, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TSW WEALTH MANAGEMENT
TSW WEALTH MANAGEMENT | WELLS FINANCIAL ADVISORS, INC. | WELLS FINANCIAL ADVISORS
CRD#: 125209 / SEC#: 801-116680
RIA
Registered Investment Advisory firm - (5/24/2019 Approved)Florida
Registered Investment Advisory firm - (6/11/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (6/11/2019 Terminated)Texas
Registered Investment Advisory firm - (6/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/9/2024)
RR
Connecticut(2/9/2024)
RR
Florida(2/9/2024)
RR
Maine(2/9/2024)
RR
Maryland(2/9/2024)
IAR
Massachusetts(9/5/1996)
RR
Massachusetts(2/9/2024)
RR
New Hampshire(2/9/2024)
RR
New York(2/9/2024)
RR
Rhode Island(2/9/2024)
RR
South Carolina(2/9/2024)
IAR
Texas(3/14/2019)
RR
Utah(2/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TSW WEALTH MANAGEMENT
TSW WEALTH MANAGEMENT | WELLS FINANCIAL ADVISORS, INC. | WELLS FINANCIAL ADVISORS
CRD#: 125209 / SEC#: 801-116680
RIA
Registered Investment Advisory firm - (5/24/2019 Approved)Florida
Registered Investment Advisory firm - (6/11/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (6/11/2019 Terminated)Texas
Registered Investment Advisory firm - (6/11/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
205 Newbury Street Suite 201, Framingham, MA 01701
Mailing Address
Phone number
(508) 655-9303
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 426 |
| AUM (Assets Under Management) | $ 248,586,439 |
Red Flags
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Company Information
TSW WEALTH MANAGEMENT
CRD#: 125209Framingham, MA 01701TRUST BUT VERIFY
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Contact information
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