William R. Muprhy
Professional summary
William Richard Muprhy, who also goes by William Richard Murphy, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jacksonville, Florida.
William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Richard Muprhy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2024 - Present
CANTOR FITZGERALD & CO.
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256July 13, 2012 - April 26, 2018
HSBC SECURITIES (USA) INC.
December 13, 2011 - June 25, 2012
SG AMERICAS SECURITIES, LLC
June 8, 2004 - May 31, 2007
GFI SECURITIES LLC
December 17, 2001 - May 28, 2004
CANTOR FITZGERALD & CO.
May 1, 1998 - September 1, 1998
SALOMON BROTHERS INC.
May 1, 1998 - November 27, 2001
CITIGROUP GLOBAL MARKETS INC.
January 5, 1998 - February 27, 1998
COMMERZBANK CAPITAL MARKETS CORP.
March 13, 1995 - November 3, 1997
AUBREY G. LANSTON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/30/2024
Operations Professional ExaminationFINRA
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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Company Information
CANTOR FITZGERALD & CO.
CRD#: 134Jacksonville, FL 32256TRUST BUT VERIFY
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