Linda J. Carey
Professional summary
Linda Jean Carey, who also goes by Linda Jean Caylor, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Canfield, Ohio and CETERA INVESTMENT SERVICES LLC located in Canfield, Ohio.
Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Linda has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Linda Jean Carey's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2 South Broad Street, Canfield, OH 44405July 20, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2 South Broad Street, Canfield, OH 44406May 25, 2010 - July 5, 2017
THE HUNTINGTON INVESTMENT COMPANY
May 21, 2010 - July 5, 2017
THE HUNTINGTON INVESTMENT COMPANY
September 25, 2009 - May 5, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 25, 2009 - May 5, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 19, 2007 - September 25, 2009
UBS FINANCIAL SERVICES INC.
September 18, 2007 - September 25, 2009
UBS FINANCIAL SERVICES INC.
April 19, 2007 - June 26, 2007
BUTLER, WICK & CO., INC.
May 9, 2001 - June 26, 2007
BUTLER, WICK & CO., INC.
May 14, 1999 - May 16, 2001
KEYBANC CAPITAL MARKETS INC.
May 5, 1999 - May 14, 1999
KEY INVESTMENTS INC.
October 5, 1998 - March 24, 1999
FORESIDE DISTRIBUTION SERVICES, L.P.
May 15, 1997 - July 31, 1998
KEY INVESTMENTS INC.
September 23, 1996 - May 27, 1997
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2017)
(7/16/2021)
(9/6/2017)
(4/16/2018)
(9/6/2017)
(4/23/2019)
(8/25/2017)
(7/20/2017)
(7/20/2017)
(7/20/2017)
(3/16/2021)
(3/16/2021)
(2/11/2022)
(1/6/2021)
Exams
Series 8
Date: 8/19/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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