Dean E. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Emmett King was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1991. Dean had worked at 1 firm and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2016 - October 24, 2017
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
November 2, 2004 - December 23, 2013
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
July 12, 1991 - October 31, 2002
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
CRD#: 23651 / SEC#: , 8-40598
Contact information
Red Flags
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