Frank S. Leung
Professional summary
Frank Sikwing Leung, who also goes by Frank S Leung, is a registered financial professional currently at BACKSTROM MCCARLEY BERRY & CO., LLC located in San Francisco, California.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1991. Frank has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Sikwing Leung's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2003 - Present
BACKSTROM MCCARLEY BERRY & CO., LLC
Office #1: 130 Battery Street, Suite 560, San Francisco, CA 94111Office #2: 130 Battery Street, Suite 560, San Francisco, CA 94111July 23, 1996 - March 29, 2019
LAM SECURITIES INVESTMENTS, INC.
October 9, 1991 - February 14, 2000
CHAPMAN ON-LINE, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2003)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BACKSTROM MCCARLEY BERRY & CO., LLC
CRD#: 124503 / SEC#: , 8-65679
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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Company Information
BACKSTROM MCCARLEY BERRY & CO., LLC
CRD#: 124503San Francisco, CA 94111TRUST BUT VERIFY
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