Shari L. Eisenstein-bacharach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shari L Eisenstein-bacharach, who also goes by Shari Lynn Bacharach, Shari Lynn Eisenstein, Shari Lynn Eisenstein-bacharach, was a registered financial professional .
Shari is a previously registered financial professional and started their career in finance in 1997. Shari had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2012 - June 6, 2012
J.D. NICHOLAS & ASSOCIATES, INC.
March 15, 2010 - May 4, 2010
ITRADEDIRECT.COM CORP
June 18, 2008 - July 7, 2008
BROOKVILLE CAPITAL PARTNERS
March 21, 2006 - June 4, 2007
UBS FINANCIAL SERVICES INC.
April 29, 2002 - February 24, 2006
RYAN BECK & CO.
May 3, 1999 - May 13, 2002
GRUNTAL & CO., L.L.C.
October 28, 1997 - May 5, 1999
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.D. NICHOLAS & ASSOCIATES, INC.
CRD#: 44791 / SEC#: , 8-50822
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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