DK
David W. Keely
VALIC FINANCIAL ADVISORS
SAN DIEGO, CA
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CRD#: 2144976
DK
Professional summary
David Wayne Keely, who also goes by David W Keely, David Keely, David Wayne Keely, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in San Diego, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David W Keely | David Keely | David Wayne Keely
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products 501(C)3 YOUTH GROUP POSITION: Chairperson NATURE: Our local Boy Scout troop is loosing its Charter Organization (CO). Other non-profit organizations willing to serve as COs are not available. Therefore, local community members are forming a new Non Profit 501(c)3 to become the Charter Organization for the local Scout Troop(s). The new CO is a group whose objectives, mission and methodologies are compatible with those of the Scouting Program. The CO will serve young people. It will do so by supporting the Unit Committee(s) and ensure the delivery of a quality program to serve youth. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2023 ADDRESS: 7592 Northrup Dr, San Diego CA 92126, United States DESCRIPTION: This is a voluntary, non-paid position. I will serve as the chairperson of the 501(c)3 organization. My primary goals is to help the Troop be successful and provide coordination between the Chartered Organization and the Scouting Program. My duties will include: serving as a member of the unit's Key-3 Team and meet together several times a year, (after working hours), ensuring that the unit leaders are properly trained and adhere to Scouting Policies, promote well planned unity programs, promoting the recruitment of new members, and assist with the annual unit charter renewal. Initially the 501(c)3 will at least 5 members: Chairperson, Secretary, Treasurer, and other members. I will not have check writing authority.
CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Keely's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Wayne Keely's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2017 - Present
VALIC FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 42803
SAN DIEGO, CA
Current
November 9, 2017 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 950 W. Bannock Street Suite 1120, Boise, ID 83702RIA
BD
CRD#: 42803
BOISE, ID
Past
October 24, 2016 - October 31, 2017
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
SAN DIEGO, CA
Past
October 24, 2016 - October 31, 2017
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
SAN DIEGO, CA
Past
November 14, 2014 - October 4, 2016
EDWARD JONES
RIA
CRD#: 250
SAN DIEGO, CA
Past
August 6, 2014 - October 4, 2016
EDWARD JONES
BD
CRD#: 250
SAN DIEGO, CA
Past
May 23, 1996 - December 31, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
May 20, 1991 - May 24, 1994
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/1/2018)
IAR
Arizona(6/7/2018)
RR
California(11/9/2017)
IAR
California(11/13/2017)
RR
Hawaii(2/22/2021)
IAR
Hawaii(8/7/2025)
RR
Idaho(7/18/2025)
IAR
Idaho(7/18/2025)
RR
Minnesota(9/5/2024)
IAR
Minnesota(9/5/2024)
RR
Oregon(9/19/2024)
IAR
Oregon(9/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
