John B. Keeble
CETERA INVESTMENT ADVISERS LLC
ATLANTA, GA 30338
Some features on this profile are disabled
CRD#: 2144411
Professional summary
John Bell Keeble IV, CFP®, who also goes by John B Keeble IV, John B Iv Keeble, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Atlanta, Georgia and CETERA ADVISORS LLC located in Athens, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John B Keeble Iv | John B Iv Keeble
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBAS: FINANCIAL MANAGEMENT GUIDE, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES, START JANUARY 2015, 40 HOURS PER WEEK - DURING TRADING HOURS, OWNER - FINANCIAL ADVISOR. 2. NAME OF OTHER BUSINESS: FULL CUP FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2017; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: MANAGING FINANCIAL ASSETS IN CLIENT ACCOUNTS; 3. NAME OF OTHER BUSINESS: WHITEFIELD ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 1 WHITEFIELD DR, MABLETON, GA 30126; NATURE OF BUSINESS: PRIVATE SCHOOL; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: TRUSTEE / BOARD OF TRUSTEES APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SOLICITING AND/OR DISCUSSING CHARITABLE GIFTS FOR WHITEFIELD ACADEMY; 4. NAME OF OTHER BUSINESS: THE ESTATE PLANNING SOURCE INVESTMENT RELATED: NO ADDRESS: 5301 LONGLEY LANE SUITE D-150 RENO NV 89511 NATURE OF BUSINESS: ESTATE PLANNING EDUCATION AND RESOURCES NETWORK START DATE: 12/2017 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ESTATE PLANNING & REFERRALS
CRS (Client Relationship Summary) - RIA
Click below to view John Bell Keeble IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1200 Ashwood Parkway, Ste 185, Atlanta, GA 30338Office #2: 297 Prince Avenue Bottleworks, Ste 15, Athens, GA 30601RIA
CRD#: 105644
ATLANTA, GA
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 297 Prince Avenue Bottleworks, Ste 15, Athens, GA 30601Office #2: 2900 Paces Ferry Road Vinings Square, Bldg. B, Atlanta, GA 30339BD
CRD#: 10299
Athens, GA
Past
May 26, 2016 - December 18, 2020
KEEBLE IV, JOHN B.
RIA
CRD#: 172274
ATLANTA, GA
Past
July 9, 2014 - December 31, 2015
KEEBLE IV, JOHN B.
RIA
CRD#: 172274
ATLANTA, GA
Past
November 13, 2008 - October 20, 2014
STEWARDSHIP FINANCIAL ADVISORS, LLC
RIA
CRD#: 125724
STOCKBRIDGE, GA
Past
January 13, 2006 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
ATHENS, GA
Past
December 31, 2005 - May 17, 2007
STEWARDSHIP FINANCIAL ADVISORS, LLC
RIA
CRD#: 125724
STOCKBRIDGE, GA
Past
April 17, 2003 - December 31, 2005
STEWARDSHIP FINANCIAL ADVISORS, LLC
RIA
CRD#: 125724
STOCKBRIDGE, GA
Past
February 5, 1992 - January 1, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
May 11, 1991 - December 31, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/12/2018)
RR
Colorado(1/11/2017)
RR
Florida(1/1/2004)
RR
Georgia(1/1/2004)
IAR
Georgia(3/21/2024)
RR
Illinois(1/1/2004)
RR
Indiana(7/6/2022)
RR
Nevada(7/24/2025)
RR
North Carolina(1/1/2004)
RR
South Carolina(1/1/2004)
RR
Tennessee(5/29/2020)
RR
Texas(2/8/2011)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
