Alexander Latzer
Professional summary
Alexander Latzer, who also goes by Alex Latzer, is a registered financial professional currently at TRUIST SECURITIES, INC. located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1991. Alexander has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 16, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Latzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2022 - Present
TRUIST SECURITIES, INC.
Office #1: 50 Hudson Yards Fl 69 & 70, New York, NY 10001February 17, 2021 - January 11, 2022
SANTANDER INVESTMENT SECURITIES INC.
January 4, 2021 - February 25, 2021
DANSKE MARKETS INC.
September 21, 2020 - February 5, 2021
SEB SECURITIES, INC.
September 17, 2015 - March 5, 2020
MAYBANK SECURITIES USA INC.
June 11, 1999 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1994 - January 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 1991 - April 18, 1994
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/28/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
