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Martin Joseph Joyce

CRD# 2143724·Registered 1991 - 2011
Previously Registered: Being a previously registered professional could mean that Martin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Martin Joseph Joyce was a registered financial advisor. Martin was a previously registered financial professional and started their career in finance 1991 - 2011. Martin had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

GLOBAL HUNTER SECURITIES, LLC·CRD# 123003
BD
New York, NY
September 10, 2010 - March 14, 2011
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
Boston, MA
August 4, 2008 - June 4, 2010
LEERINK PARTNERS LLC·CRD# 39011
BD
Boston, MA
February 14, 2006 - August 1, 2008
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 10, 2003 - February 17, 2006
JEFFERIES LLC·CRD# 2347
BD
New York, NY
June 18, 2002 - October 13, 2003
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
February 1, 2000 - November 9, 2001
HAMBRECHT & QUIST LLC·CRD# 940
BD
San Francisco, CA
September 10, 1997 - February 1, 2000
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
April 4, 1994 - September 18, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - April 12, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 2, 1992 - July 31, 1993
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
June 21, 1991 - June 10, 1992

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Current Firm

GH
GLOBAL HUNTER SECURITIES, LLC

EVELOCITY | VELOCITY TRADING, LLC (EVELOCITY) | VELOCITY TRADING | THE SEAPORT GROUP | SEAPORT GLOBAL HOLDINGS | INTERNATIONAL MADISON INVESTMENT | GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003 / SEC#: 8-65552
BD
Terminated by SEC on 07/03/2015

Contact Information

Established

New York since 11/14/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS, LLCPARENT COMPANY—
CONWILL, DANIEL OZA IVCHAIRMAN, CEO1714135
JOHNSON, MARY SAUNDERSCFO5680544
LAINFIESTA, EDWARD ROBERTPRESIDENT1139496
MERINGER, GARY EGENERAL COUNSEL, COO2179687
ZACK, DAVIDCCO2356042

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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