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Alan S. Fried
BROOKSTONE WEALTH ADVISORS
CREAM RIDGE, NJ 08514
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CRD#: 214361
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Professional summary
Alan Stuart Fried is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Cream Ridge, New Jersey.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Alan has worked at 7 firms and has passed the Series 65 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BASKIN-FRIED INC,; INVESTMENT RELATED; 762 RENSSELAER AVE, STATEN ISLAND, NY 10312; INSURANCE; OWNER; STARTED 01/1984; 40 HOURS/MONTH DEVOTED; 20 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF ANNUITY PRODUCTS.
PROFESSIONAL PLANNING SERVICES; INVESTMENT RELATED; 2 EXECUTIVE DRIVE, SUITE 130, SOMERSET, NJ 08873; INSURANCE AND INVESTMENT ADVISORY; ADVISOR; STARTED 01/2012; 120 HOURS/MONTH DEVOTED; 120 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS AND OFFER INVESTMENT ADVISORY SERVICES.
THE EAGLE TEAM; INVESTMENT RELATED; 2 EXECUTIVE DRIVE, SUITE 130, SOMERSET, NJ 08873; INSURANCE; INSURANCE AGENT; STARTED 09/2015; 8 HOURS/MONTH DEVOTED; 8 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS.
LEGACY LOCK; NON INVESTMENT RELATED; 2 EXECUTIVE DRIVE, SUITE 130, SOMERSET, NJ 08873; TRUST AND LEGAL RELATED SERVICES; MEMBER; STARTED 01/2020; 5 HOURS/MONTH DEVOTED; 5 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; PROVIDE CLIENTS WITH LOW COST WILL AND TRUST CREATION OPTIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Stuart Fried's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2019 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 17 Fairway Drive, Cream Ridge, NJ 08514RIA
CRD#: 137658
CREAM RIDGE, NJ
Past
April 18, 2017 - July 15, 2019
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
Staten Island, NY
Past
October 24, 2016 - May 5, 2017
WEALTH WATCH ADVISORS, INC
RIA
CRD#: 172002
Staten Island, NY
Past
December 19, 2014 - October 25, 2016
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
STATEN ISLAND, NY
Past
January 1, 1987 - September 27, 1989
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
July 19, 1983 - March 27, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
October 26, 1973 - February 7, 1984
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(7/23/2019)
IAR
New York(4/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 10/20/1973
Registered Representative ExaminationCurrent Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Company Information
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658Cream Ridge, NJ 08514TRUST BUT VERIFY
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