Joseph P. Santanelli
Professional summary
Joseph Paul Santanelli is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Paul Santanelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2021 - Present
TRADEZERO AMERICA, INC.
Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232October 19, 2020 - September 29, 2021
TRADITION SECURITIES AND DERIVATIVES LLC
October 2, 2018 - October 13, 2020
BAY CREST PARTNERS, LLC
December 3, 2012 - October 4, 2018
ELEVATION, LLC
June 27, 2011 - June 4, 2012
MERIDIAN EQUITY PARTNERS, INC.
January 21, 2006 - June 29, 2011
BROOKVIEW CAPITAL LLC
January 8, 2005 - January 10, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
November 6, 2001 - January 26, 2005
BURLINGTON CAPITAL MARKETS INC.
January 20, 1998 - October 30, 2001
CELADON FINANCIAL GROUP LLC
July 24, 1997 - January 23, 1998
RUSSO SECURITIES INC.
August 19, 1991 - March 25, 1997
SCHRODER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2021)
(10/26/2021)
(10/20/2021)
(10/20/2021)
(12/2/2021)
Exams
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
TRADEZERO AMERICA, INC.
CRD#: 282940 / SEC#: , 8-69736
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| CURET, JEFFREY HOWARD | REGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER | 4711190 |
| HAUPT, MICHAEL S | CEO | 2865821 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| ORTEGON, MARY ANNETTE | MARKETING REGISTERED OPTIONS PRINCIPAL | 1297351 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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