Daniel G. D'amato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Guy D'amato, who also goes by Daniel Guy D' Amato, Dan Damato, Daniel G Damato, Daniel Guy Damato, was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 1991. Daniel had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2008 - December 31, 2009
LIVINGSTON MONROE CAPITAL GROUP INC.
October 9, 2003 - August 23, 2005
MAXIM GROUP LLC
March 23, 2000 - October 3, 2003
CITIGROUP GLOBAL MARKETS INC.
October 12, 1999 - October 3, 2003
CITIGROUP GLOBAL MARKETS INC.
March 6, 1992 - October 25, 1999
J.P. MORGAN SECURITIES LLC
May 8, 1991 - January 21, 1992
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIVINGSTON MONROE CAPITAL GROUP INC.
CRD#: 31228 / SEC#: , 8-45470
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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