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Gary Edward Morse

AVENTURA SECURITIES
Boca Raton, FL
·CRD# 1793348·29 years experience

Professional Summary

Gary Edward Morse is a registered financial advisor currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida. Gary is registered as a RR (Registered Representative) and started their career in finance in 1997. Gary has worked at 11 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

AVENTURA SECURITIES, LLC·CRD# 142374
BD
1. 5550 Glades Road Suite 305-15, Boca Raton, FL 334312. 5550 Glades Road Suite 535, Boca Raton, FL 33431
June 5, 2020 - Present
PRECISION SECURITIES, LLC·CRD# 103976
BD
Boca Raton, FL
August 23, 2017 - June 8, 2020
CELADON FINANCIAL GROUP LLC·CRD# 36538
BD
Boca Raton, FL
January 5, 2016 - August 22, 2017
AEGIS CAPITAL CORP.·CRD# 15007
BD
Boca Raton, FL
August 15, 2014 - April 15, 2015
LIVINGSTON MONROE CAPITAL GROUP INC.·CRD# 31228
BD
Boca Raton, FL
May 22, 2009 - January 27, 2016
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
Boca Raton, FL
February 26, 2008 - May 28, 2009
W.A. CAPITAL MARKETS·CRD# 6292
BD
Ft. Lauderdale, FL
January 29, 2007 - February 26, 2008
FIRST AMERICAN CAPITAL AND TRADING CORPORATION·CRD# 118812
BD
Baltimore, MD
May 4, 2005 - February 1, 2007
HORNBLOWER FISCHER & CO.·CRD# 10885
BD
New York, NY
May 27, 1999 - May 17, 2005
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
May 13, 1997 - May 19, 1999
MILLER TABAK HIRSCH & CO.·CRD# 10384
BD
New York, NY
March 5, 1997 - May 12, 1997

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Current Firm

AS
AVENTURA SECURITIES, LLC

AVENTURA SECURITIES, LLC

CRD#: 142374 / SEC#: 8-67458
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Mailing Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Phone Number

(305) 466-0467

Established

Florida since 08/10/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENTURA HOLDINGS, LLCOWNER—
CAUCEGLIA, DANIEL THOMASCEO,CCO,CIO, CFO1490736
DEVITO, ROBERT MICHAELFINOP/MUNI PRINCIPAL4313445
MOY, TIMOTHY BRIANOPTIONS PRINCIPAL5281548

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/5/2020)
RR
Florida
(8/6/2020)
RR
New Jersey
(8/14/2020)
RR
New York
(6/5/2020)
RR
South Carolina
(6/5/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 1999

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2010About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary Edward Morse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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