Harriet J. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harriet Jo Adams, CFP®, ChFC®, who also goes by Harriet Jo Popp, Harriet Jo Poppadams, was a registered financial professional .
Harriet is a previously registered financial professional and started their career in finance in 1991. Harriet had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
April 9, 2010 - December 31, 2016
RETIREMENT PLANNING & INVESTMENT SERVICES LLC
December 14, 2006 - December 31, 2021
FSC SECURITIES CORPORATION
August 28, 2001 - December 31, 2021
FSC SECURITIES CORPORATION
September 11, 1996 - August 30, 2001
VESTAX SECURITIES CORPORATION
June 18, 1991 - September 26, 1996
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT PLANNING & INVESTMENT SERVICES LLC
CRD#: 145198 / SEC#:
Contact information
Red Flags
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