Nancy J. Almond

CETERA INVESTMENT ADVISERS LLC

Spokane Valley, WA 99216

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CRD#: 2142868

Professional summary

Nancy Jean Almond, who also goes by Nancy Jean Price, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spokane Valley, Washington and CETERA INVESTMENT SERVICES LLC located in Spokane Valley, Washington.

Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Nancy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nancy Jean Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNER OF RENTAL HOME; BOOKKEEPING AND TAX PREPARATION FOR PIANO FOR LIFE, INC; BUSINESS OWNED BY SPOUSE 2. DIRECTOR OF BOARD FOR KOOTENAI HEALTH FOUNDATION, FINANCE COMMITTEE MEMBER, FUND RAISING DUTIES AND REVIEW BUDGET AND EXPENDITURES OF THE FOUNDATION; CO-CHAIR SAFE PASSAGE-DOMESTIC VIOLENCE AND PREVENTION SERVICES, FINANCE COMMITTEE REVIEW BUDGET AND FUND RAISING EVENTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Jean Almond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2022 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 14610 E Sprague, Spokane Valley, WA 99216

RIA

CRD#: 105644

Spokane Valley, WA

Current

September 16, 2022 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 14610 E Sprague, Spokane Valley, WA 99216Office #2: 3115 West Kennewick Avenue, Kennewick, WA 99336

CRD#: 15340

Spokane Valley, WA

Past

February 22, 2021 - September 16, 2022

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

KENNEWICK, WA

Past

January 21, 2021 - September 16, 2022

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

KENNEWICK, WA

Past

November 29, 2018 - January 15, 2021

HART CAPITAL MANAGEMENT, INC.

RIA

CRD#: 112108

SPOKANE, WA

Past

August 30, 2010 - March 1, 2018

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

TACOMA, WA

Past

January 2, 2009 - September 1, 2010

WEDBUSH SECURITIES INC.

CRD#: 877

SUMNER, WA

Past

June 22, 2005 - December 31, 2008

FIRST WALL STREET CORP.

CRD#: 13024

SUMNER, WA

Past

January 24, 1996 - June 27, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 16, 1991 - January 15, 1996

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Idaho
(9/19/2022)

IAR

Washington
(9/16/2022)

Washington
(9/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/13/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nancy J. Almond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Jean Almond's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

HART CAPITAL MANAGEMENT, INC.

CETERA INVESTMENT SERVICES LLC

WEDBUSH SECURITIES INC.

FIRST WALL STREET CORP.

EDWARD JONES

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2018

Series 63

Date: 5/13/1991

SIE

Date: 3/1/2018

Series 7

Date: 11/24/1993

Series 6

Date: 5/13/1991

Series 24

Date: 2/1/2006

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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