RG
Roy S. Greer
KESTRA ADVISORY SERVICES
Greensboro, NC 27401
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CRD#: 2142629
RG
Professional summary
Roy Sherwood Greer, CFP®, who also goes by Sherwood Greer, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Greensboro, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Greensboro, North Carolina.
Roy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Roy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherwood Greer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Gate City Advisors Investment Related: Yes Address: 328 E. Market St. ste 110 Greensboro NC 27401 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Owner Start Date: 2/3/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sell products and services approved by the broker dealer. Bus Name: Gate City Insurance Investment Related: Yes Address: 328 E. Market St. ste 110 Greensboro NC 27401 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 2/3/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell fixed annuities and life insurance Business Name: Gate City Property Group Investment Related: No Address: 328 E. Market St. ste 110 Greensboro NC 27401 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 8/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect rental income, pay taxes and physical upkeep as needed. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Bus Name: GATE CITY ADVISORS, LLC POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 02/03/2015 ADDRESS: 328 E. Market St., Ste 110, Greensboro NC 27401, United States DESCRIPTION: Sell products and services approved by the broker dealer.
CRS (Client Relationship Summary) - RIA
Click below to view Roy Sherwood Greer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 29, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 328 East Market St. Suite 110, Greensboro, NC 27401RIA
CRD#: 283330
Greensboro, NC
Current
February 2, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 328 East Market St. Suite 110, Greensboro, NC 27401BD
CRD#: 42046
Greensboro, NC
Past
February 2, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
OAK RIDGE, NC
Past
March 1, 2007 - February 3, 2015
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
GREENSBORO, NC
Past
February 28, 2007 - February 3, 2015
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
GREENSBORO, NC
Past
October 31, 2005 - February 27, 2007
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GREENSBORO, NC
Past
October 24, 2005 - February 27, 2007
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GREENSBORO, NC
Past
March 1, 2005 - October 28, 2005
BLUE VASE SECURITIES, LLC
RIA
CRD#: 46765
GREENSBORO, NC
Past
March 1, 2005 - October 24, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
January 3, 2005 - April 1, 2005
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
GREENSBORO, NC
Past
January 3, 2005 - April 1, 2005
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
RIA
CRD#: 120471
GREENSBORO, NC
Past
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
BD
CRD#: 120471
DURHAM, NC
Past
March 28, 2001 - September 30, 2002
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
GREENSBORO, NC
Past
April 24, 1995 - September 30, 2002
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
December 22, 1994 - May 5, 1995
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
Past
June 26, 1991 - December 21, 1994
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/14/2022)
RR
Florida(2/2/2015)
RR
Georgia(1/12/2016)
RR
Louisiana(1/11/2022)
RR
Michigan(2/2/2015)
RR
New York(2/2/2015)
RR
North Carolina(2/2/2015)
IAR
North Carolina(4/29/2016)
RR
Ohio(2/2/2015)
RR
Pennsylvania(2/2/2015)
RR
South Carolina(2/2/2015)
RR
Tennessee(2/2/2015)
RR
Virginia(2/2/2015)
RR
West Virginia(9/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Greensboro, NC 27401TRUST BUT VERIFY
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