Robert J. Rall
RALL CAPITAL MANAGEMENT
MERRITT ISLAND, FL
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CRD#: 2142491
Professional summary
Robert Joseph Rall, CFP®, who also goes by Robert J Rall, is a registered financial advisor currently at RALL CAPITAL MANAGEMENT, INC. located in Merritt Island, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Biography
Bob and his wife, Gina, are both active members of the local fitness community. Together, they have traveled to many parts of the country to run marathons. Before being slowed by a knee injury he sustained a few years ago, they had each completed more than 20 full marathons, a number of half-marathons, and they still participate in many of the local races of various distances. Their latest fitness passion is working out with an early morning CrossFit group. Bob has served on the Board of Space Coast Runners, a local non-profit group promoting fitness through running and walking, for several years. He has served as President, Treasurer, and as Editor of the Club’s newsletter when it was awarded “Outstanding E-Newsletter – 2014” by the national running group, Road Runners Club of America. He was awarded the “Silver Shoe” award by Space Coast Runners in 2013 for his service and commitment to the Club.
Bob, Gina, and Bob’s adult children, Adam and Jenna, are deeply involved with Brevard County’s Special Olympics program. They all serve as certified, volunteer coaches for the track and field team. Bob and Adam have also played on the Brevard County Special Olympics Unified Softball Team, which integrates special athletes and “partners” competing together. The team won the Gold Medal at the 2014 and 2018 Special Olympics USA Games, representing Team Florida. The relationships that the family have developed with our special citizens have become a very powerful part of their lives.
Bob graduated cum laude from Ohio University in Athens, Ohio, with a Bachelor of Science degree in Communications. Away from the office, he enjoys CrossFit, historical novels, and playing the piano.
Question & Answer
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Tax Planning
Retirement Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Social Security Planning
Investment Planning
Insurance Planning
Estate Planning
Retirement Income Management
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High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
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Are you a "fiduciary"?
Yes
Aliases
Robert J Rall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Rall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
October 7, 2004 - Present
RALL CAPITAL MANAGEMENT, INC.
RIA
CRD#: 132827
MERRITT ISLAND, FL
Past
January 12, 2001 - October 5, 2004
FIRSTWAVE FINANCIAL
RIA
CRD#: 111044
MELBOURNE, FL
Past
January 26, 1998 - July 7, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 11, 1994 - January 29, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 20, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
May 20, 1991 - March 18, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/7/2004)
IAR
Georgia(6/22/2016)
IAR
Ohio(7/21/2017)
IAR
Texas(3/19/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RALL CAPITAL MANAGEMENT, INC.
RALL CAPITAL MANAGEMENT, INC. | RALL CAPITAL MANAGEMENTT, INC.
CRD#: 132827 / SEC#:
Florida
Registered Investment Advisory firm - (10/7/2004 Approved)Georgia
Registered Investment Advisory firm - (6/22/2016 Approved)Ohio
Registered Investment Advisory firm - (7/21/2017 Approved)Texas
Registered Investment Advisory firm - (3/16/2018 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
573 Barnes Blvd Suite 103, Rockledge, FL 32955
Mailing Address
573 Barnes Blvd Suite 103, Rockledge, FL 32955
Phone number
(321) 452-1251
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 395 |
| AUM (Assets Under Management) | $ 109,307,520 |
Red Flags
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