John S. Veirup

CETERA INVESTMENT ADVISERS LLC

LOMBARD, IL 60148

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CRD#: 2142283

Professional summary

John Stephen Veirup, who also goes by John Veirup, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lombard, Illinois and CETERA INVESTMENT SERVICES LLC located in Lombard, Illinois.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Veirup

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)TRIPLE V RENTALS LLC 100% OWNER. RENTAL PROPERTY 2.)PRESIDENT OF SPANISH GALLEON CONDO ASSOCIATION, 2/HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stephen Veirup's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2019 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: One East 22 Nd Street Ste 710, Lombard, IL 60148

RIA

CRD#: 105644

LOMBARD, IL

Current

June 20, 2019 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: One East 22nd Street Suite 710, Lombard, IL 60148Office #2: 9008 Grayson Circle, Mt. Juliet, TN 37122

CRD#: 15340

Lombard, IL

Past

September 17, 2013 - June 21, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

LOMBARD, IL

Past

August 6, 1991 - June 21, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

LOMBARD, IL

Past

June 24, 1991 - July 17, 1991

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/9/2020)

Connecticut
(2/7/2025)

Florida
(4/12/2021)

IAR

Illinois
(6/19/2019)

Illinois
(6/21/2019)

Indiana
(6/21/2019)

Iowa
(7/23/2020)

Michigan
(6/25/2020)

Minnesota
(6/21/2019)

Missouri
(2/13/2024)

New Hampshire
(2/7/2022)

Tennessee
(3/12/2021)

Wisconsin
(6/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/22/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 7/18/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/4/1995

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John S. Veirup

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stephen Veirup's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

WADDELL & REED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2013

Series 63

Date: 6/27/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2001

Series 6

Date: 6/22/1991

Series 24

Date: 7/31/2006

Series 51

Date: 7/18/2003

Series 26

Date: 8/4/1995

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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