Michael R. Fresoli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Rocco Fresoli, who also goes by Michael R Fresoli, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1970. Michael had worked at 13 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2004 - November 5, 2010
AMERICAN BEACON PARTNERS, INC.
February 26, 1997 - August 12, 1997
PRINCETON EQUITY SECURITIES, INC.
June 27, 1996 - December 13, 1996
PRINCETON EQUITY SECURITIES, INC.
June 3, 1992 - September 23, 2003
AMERIPROP, INC.
December 23, 1991 - April 4, 1992
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
April 5, 1990 - April 17, 1990
RUTLAND SECURITIES L.P.
August 25, 1988 - September 6, 1988
FIRST FIDELITY CAPITAL CORP.
November 21, 1983 - February 20, 1988
FINANCIAL PLACEMENT INTERNATIONAL, INC.
April 1, 1982 - November 3, 1982
INVESTACORP, INC.
August 10, 1976 - April 11, 1979
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 12, 1974 - May 12, 1976
EQUITY GROWTH CORPORATION
September 4, 1973 - November 21, 1974
BALCOR SECURITIES COMPANY
September 14, 1971 - March 12, 1973
LAMB HOLDING CORPORATION
January 7, 1970 - September 13, 1971
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/6/1966
Registered Representative ExaminationCurrent Firm
AMERICAN BEACON PARTNERS, INC.
CRD#: 15791 / SEC#: , 8-32709
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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