James Arnold Hintz
ChFC®, CLU®Professional Summary
James Arnold Hintz, ChFC®, CLU®, who also goes by Jim Hintz, is a registered financial advisor currently at PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS, LLC located in Houston, Texas and MHA FINANCIAL CORP located in Houston, Texas. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. James has worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Hintz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
DOCTORS FINANCIAL SERVICES | ZENITH CAPITAL | PRESTIGA FUND, LLC | MHA FINANCIAL CORP | M&A COUNSELORS AND FIDUCIARIES, LLC | HELIOS CAPITAL ADVISORS
Contact Information
Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450Phone Number
(212) 257-5240Established
Massachusetts since 05/13/1977Firm Type
CorporationFiscal Year End
December# of Employees
6Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOILMAN, C WILLIAM | CCO | 248217 |
Regulatory Assets Under Management
Total Number of Accounts
192AUM (Assets Under Management)
$97,975,162Disclosures
Regulatory Event
1Arbitration
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/2/2015)
(2/20/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2008About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Arnold Hintz's CRS (Customer Relationship Summary).
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