JY
Jonathan L. Yarger
YARGER WEALTH STRATEGIES
Westerville, OH 43081
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CRD#: 2141363
JY
Professional summary
Jonathan Laird Yarger, AIF®, ChFC®, CLU®, who also goes by Jon Yarger, is a registered financial advisor currently at YARGER WEALTH STRATEGIES, LLC located in Westerville, Ohio.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Yarger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JY Capital, LLC.
Address: Westerville, OH.
Nature of the Business: Rental Real Estate.
Position/Title: Rental Real Estate.
Investment Related:Yes.
Start Date: 09/01/2019.
Hours per month devoted to this business: 1.
Hours per month devoted to this business during trading hours: 1/4.
Description of duties: sole member of LLC, actively invest in, rent and manage real estate.
2) YO CAPITAL, LLC; WESTERVILLE, OH; PARTNER; INVESTMENT RELATED; STARTED 09/08/2016 TO PRESENT; 0 HRS MO DEVOTED; 0 HRS MO DURING TRADING; I AM SIMPLY INVESTING IN A PRIVATE PLACEMENT REAL ESTATE PROJECT ALONG WITH CHRIS O'SHAUGHNESSY. OTHER THAN THE INVESTMENT OF CAPITAL, WE SERVE NO ROLE IN THIS PROJECT. WE ARE PURCHANSING UNITS IN THE LANE AND TUTTLE 1, LLC/PROJECT ARCHIE.
3) CheeLIe LLC.
Address: Westerville, OH.
Nature of the Business: Other (unpaid).
Position/Title: Partner.
Investment Related:Yes.
Start Date: 03/09/2017.
Hours per month devoted to this business: 5.
Hours per month devoted to this business during trading hours: 1.
Description of duties: I will provide the capital required for purchase and improvement of homes. I will also evaluate opportunities as they are presented by my nephew. I will not be involved in the renovation of the homes.
4. fixed insurance sales. not investment related. 140 Dorchester Square S, Suite B, Westerville, OH 43081 - Start date September 2007 - approximately 2 hours per month are spent on this activity during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Laird Yarger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 1, 2020 - Present
YARGER WEALTH STRATEGIES, LLC
Office #1: 140 Dorchester Square S. Suite B, Westerville, OH 43081RIA
CRD#: 310207
Westerville, OH
Past
January 2, 2009 - October 12, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
WESTERVILLE, OH
Past
September 10, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
WESTERVILLE, OH
Past
August 31, 2007 - October 12, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WESTERVILLE, OH
Past
February 17, 2006 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
RIA
CRD#: 109729
MILWAUKEE, WI
Past
February 1, 2006 - February 2, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
COLUMBUS, OH
Past
April 30, 2003 - April 7, 2005
NORTHWESTERN MUTUAL TRUST COMPANY
RIA
CRD#: 109729
MILWAUKEE, WI
Past
February 3, 1996 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
January 7, 1992 - September 5, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YW
YARGER WEALTH STRATEGIES, LLC
YARGER WEALTH MANAGEMENT | YARGER WEALTH STRATEGIES, LLC
CRD#: 310207 / SEC#: 801-119409
RIA
Registered Investment Advisory firm - (9/9/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(10/1/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
YW
YARGER WEALTH STRATEGIES, LLC
YARGER WEALTH MANAGEMENT | YARGER WEALTH STRATEGIES, LLC
CRD#: 310207 / SEC#: 801-119409
RIA
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Contact information
Main Address
140 Dorchester Square S. Suite B, Westerville, OH 43081
Mailing Address
Phone number
(614) 882-2954
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 671 |
| AUM (Assets Under Management) | $ 470,930,540 |
Red Flags
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Company Information
YARGER WEALTH STRATEGIES, LLC
CRD#: 310207Westerville, OH 43081TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
