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Judith Chu

P.J. ROBB VARIABLE
HARRISBURG, PA
·CRD# 2140975·35 years experience

Professional Summary

Judith Chu, who also goes by Jodi Anne Chu, Judith Kelner Chu, is a registered financial advisor currently at P.J. ROBB VARIABLE, LLC located in Harrisburg, Pennsylvania and USA FINANCIAL SECURITIES LLC located in Ada, Michigan. Judith is registered as a RR (Registered Representative) and started their career in finance in 1991. Judith has worked at 20 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jodi Anne Chu, Judith Kelner Chu

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

P.J. ROBB VARIABLE, LLC·CRD# 38339
BD
4135 North Front Street, Harrisburg, PA 17110
December 16, 2022 - Present
USA FINANCIAL SECURITIES LLC·CRD# 103857
RIA
BD
1. 6020 East Fulton, Ada, MI 493012. North Palm Beach, FL
October 1, 2026 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC·CRD# 277085
RIA
Jupiter, FL
March 7, 2022 - October 31, 2022
PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
Jupiter, FL
February 28, 2022 - October 31, 2022
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
North Palm Beach, FL
May 12, 2015 - March 10, 2022
PRUCO SECURITIES, LLC.·CRD# 5685
BD
North Palm Beach, FL
April 16, 2015 - March 10, 2022
TRIPOINT GLOBAL EQUITIES/BANQ(R)·CRD# 143174
BD
New York, NY
November 4, 2014 - March 27, 2015
IAA FINANCIAL LLC·CRD# 6578
BD
West Palm Beach, FL
August 28, 2013 - April 1, 2014
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC·CRD# 144426
RIA
West Palm Beach, FL
October 12, 2012 - April 2, 2014
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Palm Beach Gardens, FL
August 20, 2012 - April 2, 2014
QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
Minneapolis, MN
March 11, 2008 - September 12, 2012
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
West Palm Beach, FL
February 28, 2008 - September 12, 2012
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
West Palm Beach, FL
May 22, 2007 - February 20, 2008
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
West Palm Beach, FL
May 16, 2007 - February 20, 2008
USALLIANZ SECURITIES, INC.·CRD# 40875
RIA
Palm Beach Gardens, FL
May 2, 2005 - June 16, 2006
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Palm Beach Gardens, FL
April 21, 2005 - August 1, 2006
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
March 19, 2003 - October 9, 2003
VERAVEST INVESTMENT ADVISORS, INC.·CRD# 105796
RIA
Miami Lakes, FL
April 12, 2002 - April 1, 2003
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
April 12, 2002 - April 1, 2003
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
January 6, 1999 - April 8, 2002
CAPITAL RESEARCH CORPORATION·CRD# 6314
BD
Jacksonville, FL
March 3, 1997 - May 17, 1998
KILEY PARTNERS, INC.·CRD# 37814
BD
Henderson, NV
August 1, 1995 - February 9, 1996
SANFORD C. BERNSTEIN & CO., INC.·CRD# 1232
BD
New York, NY
December 19, 1994 - July 18, 1995
AVM, L.P.·CRD# 16710
BD
Boca Raton, FL
August 15, 1991 - October 12, 1994

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Current Firm

UF
USA FINANCIAL SECURITIES LLC

USA FINANCIAL | USA FINANCIAL SECURITIES LLC | USA FINANCIAL SECURITIES CORPORATION | USA FINANCIAL ASSET MANAGEMENT

CRD#: 103857 / SEC#: 801-68276, 8-52342
RIA
Registered Investment Advisory firm - SEC (8/24/2007 Approved)
Arizona
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (9/12/2007 Terminated)
California
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)
Colorado
Registered Investment Advisory firm - SEC (9/28/2007 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Delaware
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)
Florida
Registered Investment Advisory firm - SEC (10/11/2007 Terminated)
Georgia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Illinois
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)
Indiana
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Iowa
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Kansas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (9/5/2007 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/19/2007 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Ohio
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)
Oregon
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (9/29/2007 Terminated)
Texas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Utah
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Virginia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6020 East Fulton, Ada, MI 49301

Mailing Address

6020 East Fulton, Ada, MI 49301

Phone Number

(888) 407-8198

Established

Delaware since 07/03/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

172

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

USA FINANCIAL SECURITIES WRAP FEE BROCHURE (3/27/2026)

Direct owners and executive officers

NamePositionCRD#
USA FINANCIAL LLCOWNER—
BACHERT, WILLIAM CLAYTONCHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL (PRIMARY)/MUNICIPAL PRINCIPAL/DIRECTOR4576698
ENDERS, BRENT DAVIDPRESIDENT/DIRECTOR/TRUSTEE OF BRENT D. ENDERS TRUST U/A DTD 06/17/20042858719
MCCONNELL, JAMES CARROLL JRCHIEF OPERATIONS OFFICER4679140
MERSMAN, MARK ROBERTCHIEF MARKETING OFFICER4702400
THOMASON, DAWN MCHIEF COMPLIANCE OFFICER5275125
WALTERS, MICHAEL DAVIDCHAIRMAN OF THE BOARD/CHIEF EXECUTIVE OFFICER/DIRECTOR/TRUSTEE OF THE MICHAEL D. WALTERS TRUST U/A DTD 3/13/19962580592

Regulatory Assets Under Management

Total Number of Accounts

1,529

AUM (Assets Under Management)

$296,504,775

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Blackridge Asset Management; Business Activity: RIA; Duties of position: Asset Management; Title IAR; Address: Jupiter, FL Start Date:02/2022; Approx. # of hours per month spent on activity: 40; Approx. # of hours spent during trading hours: 40 Name of Business: Coalition of Hope; Business Activity: Coalition of Hope Board of Advisors; Duties of Position: Board Advisor for Disaster Relief; Title: Board Advisor; Address: Palm Beach, FL: Start Date: 05/2017; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 Name of Business: General Health, Group and Fixed Insurance; Business Activity: Insurance Sales; Title: Insurance Agent; Address: Jupiter, FL; Start Date: 02/2022; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20 Name of Business: Junior Achievement of the Palm Beaches & Treasure Coast; Business Activity: Community Service; Duties of Position: Grant Planning, Teaching; Title: Managing Member; Address: North Palm Beach, FL; Start Date: 02/2021; Approx. # of hours per month spent on activity: 4; Approx. # of hours spent during trading hours: 0 Name of Business: Leadership West Palm Beach, Chamber of the Palm Beaches; Business Activity: Leadership/ Community Service; Duties of the position: Day Chairman; Title: Day Chairman Address: Jupiter, FL; Start Date: 02/2022; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 Name of Business: Networklead Exchange; Business Activity: Networking; Duties of Position: Organizing networking events; Title: President: Address: North Palm Beach, FL; Start Date: 02/2021; Approx. # of hours per month spent on activity: 0; Approx. # of hours spent during trading hours: 0 Name of Business: Prosperity Catalina, LLC: Business Activity: Real Estate: Duties of Position: Administrative; Title: Managing Member; Address: North Palm Beach, FL; Start Date: 09/2020; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 Name of Business: Prosperity Investors, LLC: Business Activity: Real Estate: Duties of Position: Administrative; Title: Managing Member; Address: North Palm Beach, FL; Start Date: 09/2020; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 Name of Business: Prosperity Somerset, LLC: Business Activity: Real Estate: Duties of Position: Administrative; Title: Managing Member; Address: North Palm Beach, FL; Start Date: 09/2020; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 Name of Business: Top Advisors Group; Business Activity: Insurance; Duties of Position: Coordinating Insurance Sales; Title: Director of Insurance Sales; Address: Jupiter, FL Start Date: 02/2022; Approx. # of hours per month spent on activity: 40; Approx. # of hours spent during trading hours: 40 Name of Business: Civil Air Patrol; Business Activity: Volunteer; Duties of Position: Keep books balanced with head office; Title: Senior Member - Finance Officer; Address: Maxwell Airforce Base; Start Date: 05/01/2022; Approx. # of hours per month spent of activity: 4; Approx. # of hours spent during trading: 0

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
USA FINANCIAL SECURITIES LLC

USA FINANCIAL | USA FINANCIAL SECURITIES LLC | USA FINANCIAL SECURITIES CORPORATION | USA FINANCIAL ASSET MANAGEMENT

CRD#: 103857 / SEC#: 801-68276, 8-52342
RIA
Registered Investment Advisory firm - SEC (8/24/2007 Approved)
Arizona
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (9/12/2007 Terminated)
California
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)
Colorado
Registered Investment Advisory firm - SEC (9/28/2007 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Delaware
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)
Florida
Registered Investment Advisory firm - SEC (10/11/2007 Terminated)
Georgia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Illinois
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)
Indiana
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Iowa
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Kansas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (9/5/2007 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/19/2007 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Ohio
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)
Oregon
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (9/29/2007 Terminated)
Texas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Utah
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Virginia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/6/2024)
RR
California
(3/6/2024)
RR
Florida
(12/16/2022)
RR
Georgia
(1/17/2025)
RR
Massachusetts
(1/25/2024)
RR
Michigan
(9/17/2024)
RR
New York
(12/16/2022)
RR
North Carolina
(7/25/2025)
RR
Pennsylvania
(1/31/2023)
RR
Texas
(7/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1995About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Judith Chu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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