Kevin R. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Robert Hogan was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2019 - June 27, 2024
JOHN HANCOCK DISTRIBUTORS LLC
November 8, 2018 - March 26, 2026
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
October 12, 2018 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
March 13, 2012 - December 31, 2015
MANULIFE INVESTMENT MANAGEMENT (US) LLC
December 21, 2011 - March 26, 2026
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
April 7, 2010 - December 22, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 1, 2006 - May 7, 2007
WOODBURY FINANCIAL SERVICES, INC.
April 9, 1999 - May 6, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
July 24, 1996 - June 17, 1997
AEGIS CAPITAL CORP.
January 17, 1994 - July 26, 1994
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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