John A. Rosell

FHN FINANCIAL SECURITIES

Dallas, TX 75225

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CRD#: 2140564

Professional summary

John Arthur Rosell, who also goes by Jack Rosell, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Dallas, Texas.

John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jack Rosell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Arthur Rosell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2002 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 5949 Sherry Lane Suite 1470, Dallas, TX 75225Office #2: 500 West Madison Ave Ste 1705, Chicago, IL 60661

CRD#: 46346

Dallas, TX

Past

January 10, 1995 - October 29, 2001

BMO CAPITAL MARKETS GKST INC.

CRD#: 8352

MINNEAPOLIS, MN

Past

July 7, 1994 - January 12, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 25, 1991 - July 5, 1994

BMO CAPITAL MARKETS GKST INC.

CRD#: 8352

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/1/2023)

Florida
(12/1/2023)

Georgia
(12/1/2023)

Illinois
(1/16/2002)

Indiana
(6/1/2004)

Iowa
(8/16/2002)

Michigan
(8/16/2002)

Minnesota
(8/20/2020)

Missouri
(9/19/2019)

New York
(12/1/2023)

Ohio
(4/4/2019)

Pennsylvania
(4/4/2002)

Texas
(5/8/2019)

Wisconsin
(8/16/2002)

Exams

State Security Law Exam

Series 63

Date: 6/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/14/2014

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST HORIZON BANK	SHAREHOLDER
BUCK, WILLIAM JAMES II	PRINCIPAL OPERATING OFFICER	3129662
DABROWSKI, MARK GERARD	CHIEF COMPLIANCE OFFICER	2065647
GRIFFIN, MARK DANIEL	SVP, RISK CONTROL MANAGER	7462222
JACKSON, JEFF BRIAN	SVP/ TRADING MANAGER	2777631
RITCHESON, DONALD ALLEN	PRINCIPAL FINANCIAL OFFICER / CFO	2360009
ROMANOW, TIMOTHY MARK	PRESIDENT/CEO	2533445
WADDELL, MICHAEL KNOX	EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY	5657529

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

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John A. Rosell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Arthur Rosell's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO CAPITAL MARKETS GKST INC.

MORGAN STANLEY DW INC.

BMO CAPITAL MARKETS GKST INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/1991

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/23/1991

Series 53

Date: 5/14/2014

Series 24

Date: 3/11/2014

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FHN FINANCIAL SECURITIES CORP.

TRUST BUT VERIFY

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