Troy E. Woods

TLG ADVISORS

Omaha, NE 68154

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CRD#: 2140500

Professional summary

Troy Edward Woods is a registered financial advisor currently at TLG ADVISORS, INC. located in Omaha, Nebraska and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Troy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) WAS INSURANCE LLC (DBA) ELEMENT INSURANCE PARTNERS - 7/1/2014 - 13321 California Street, #315, Omaha, NE 68154 - Principal and Manager, Ins Brokerage General Agency-Marketing & Wholesaling of Fixed/Index/Variable Insurance Products to Insurance Agents & Financial Advisors, Inv't Rel, provide leadership for Organizations/POS Support/Case Design and responsible for all operations, 50 Hrs/Mo; 40 Hrs/Mo (during trading hours). 2.) WOODS ABBOTT SHOEMAKER LLC - 3/8/2013 - 9869 S 168 Avenue, Suite C, Omaha, NE 68136 - Principal, Holding Co which owns One Single Member LLC's Was Insurance LLC dba Element Insurance Partners, Inv't Rel, responsible for sales activity & overall management, 50 Hrs/Mo; 40 Hrs/Mo (during trading hours). 3.) MIDWEST RENEWABLE ENERGY LLC - 4/16/2004 - 3610 Dodge Street, Omaha, NE 68131 - 1% Owner, Ethenol Plant (located in Sutherland, NE), not inv't rel, Passive Investor & Passive Ownership of LLC, 0 hrs/mo; 0 hrs/mo (during trading hours). 4.) UNCOMMON FARMS - 10/1/2023 - 1406 Veterans Drive, Suite #102, Elkhorn, NE 68022 - Strategic partner to Uncommon Farms serving their family office clients with life insurance, long-term care, long-term disability, and annuity solutions, point of sale for planning based insurance solutions, Inv't Rel, Engaging the 93 farm-owner families Uncommon Farms serves as appropriate with planning-based life insurance, long-term care, long-term disability, and annuity solutions, 40 hrs/mo; 25 hrs/mo (during trading hours). 5.) TLG ADVISORS, INC. - SINCE 9/27/2017 - 475 Springfield Ave., Summit, NJ 07901 - Investment Advisor, INVT REL - IAR BSN - IAR REP - 40 hrs/mo; 40 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Edward Woods's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2017 - Present

TLG ADVISORS, INC.

Office #1: 13321 California Street, #315, Omaha, NE 68154

RIA

CRD#: 111052

Omaha, NE

Current

September 12, 2017 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

June 4, 2015 - September 12, 2017

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 107975

OMAHA, NE

Past

May 27, 2015 - September 12, 2017

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

OMAHA, NE

Past

November 13, 2009 - May 26, 2015

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

OMAHA, NE

Past

October 27, 2009 - May 26, 2015

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

OMAHA, NE

Past

October 19, 2006 - October 27, 2009

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

OMAHA, NE

Past

September 5, 2006 - October 27, 2009

CINCINNATI ANALYSTS, INC.

CRD#: 5478

OMAHA, NE

Past

September 9, 2004 - November 2, 2004

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

September 7, 2004 - September 12, 2006

PRINCIPAL SECURITIES, INC.

CRD#: 1137

OMAHA, NE

Past

December 20, 2000 - August 9, 2004

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

February 27, 1996 - December 20, 2000

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

July 6, 1993 - March 14, 1995

WWK INVESTMENTS, INC.

CRD#: 25184

NORTHVILLE, MI

Past

April 25, 1991 - July 13, 1993

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/1/2022)

Iowa
(9/12/2017)

Kansas
(9/12/2017)

Missouri
(10/6/2017)

Nebraska
(9/12/2017)

IAR

Nebraska
(9/27/2017)

Nevada
(1/8/2019)

North Dakota
(4/21/2022)

Texas
(8/5/2021)

Virginia
(5/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/22/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/23/1998

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Troy E. Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Edward Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

ORION PORTFOLIO SOLUTIONS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

UMB FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

UMB FINANCIAL SERVICES, INC.

CINCINNATI ANALYSTS, INC.

WWK INVESTMENTS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2006

Series 63

Date: 5/6/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2010

Series 6

Date: 4/22/1991

Series 26

Date: 6/23/1998

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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