Derek J. Ross
Professional summary
Derek Joseph Ross, who also goes by Derek J Ross, is a registered financial professional currently at BLACK OAK SECURITIES, INC. located in Barry, Illinois.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1991. Derek has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Joseph Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 1996 - Present
BLACK OAK SECURITIES, INC.
Office #1: 9 Kendall Avenue, Barry, IL 62312December 7, 1993 - June 27, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 7, 1993 - June 27, 1995
SIGNATOR INVESTORS, INC.
July 29, 1991 - January 9, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 29, 1991 - January 9, 1993
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2024)
(2/26/1996)
(9/7/2007)
Exams
FINRA
Current Firm
BLACK OAK SECURITIES, INC.
CRD#: 30889 / SEC#: , 8-45219
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROSS, DWAN N | PRESIDENT & CHIEF COMPLIANCE OFFICER | 5985005 |
Red Flags
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