Matthew A. Badger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Alexander Badger, who also goes by Matt Badger, Matthew A Badger, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1992. Matthew had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2015 - December 31, 2025
THE LEADERS GROUP, INC.
January 3, 2013 - January 14, 2014
PRUCO SECURITIES, LLC.
August 27, 1997 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
April 7, 1997 - August 11, 1997
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.
October 19, 1994 - April 3, 1997
OSAIC FS, INC.
June 1, 1994 - September 9, 1994
NEW ENGLAND SECURITIES
March 25, 1992 - May 27, 1994
METROPOLITAN LIFE INSURANCE COMPANY
March 25, 1992 - May 27, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
