Andrew I. Stuttaford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Irving Stuttaford, who also goes by Andrew I R Stuttaford, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1991. Andrew had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2002 - March 19, 2020
ABG SUNDAL COLLIER INC.
August 21, 2000 - November 27, 2002
NORDEA SECURITIES, INC.
September 10, 1997 - August 7, 2000
ROBERT FLEMING INC.
May 30, 1991 - August 26, 1997
SEB SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABG SUNDAL COLLIER INC.
CRD#: 30605 / SEC#: , 8-44768
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
