Eric L. Small
Professional summary
Eric Lowell Small, who also goes by Eric L Small, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 9 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 72, Series 82TO, SIE, Series 50, Series 7, Series 54, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Lowell Small's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2020 - Present
SAN BLAS SECURITIES LLC
Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606September 12, 2019 - October 22, 2020
MELVIN SECURITIES, L.L.C.
March 6, 2018 - September 9, 2019
SB ADVISORY, LLC
July 17, 2014 - September 9, 2019
IFS SECURITIES
February 7, 2014 - June 18, 2014
IFS SECURITIES
February 17, 2011 - February 7, 2012
CASTLEOAK SECURITIES, LP
August 12, 2009 - March 4, 2011
BLAYLOCK VAN, LLC
January 7, 2005 - December 31, 2007
ACRETA CAPITAL ADVISORS LLC
March 18, 1994 - August 11, 2009
SBK-BROOKS INVESTMENT CORP.
May 7, 1992 - March 10, 1994
BROOKS SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2022)
(4/23/2021)
(7/22/2021)
(6/15/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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