Eric Lowell Small
Professional Summary
Eric Lowell Small, who also goes by Eric L Small, is a registered financial advisor currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois. Eric is registered as a RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 9 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 72, Series 82TO, SIE, Series 50, Series 7, Series 54, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric L Small
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC
Contact Information
Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184Phone Number
(773) 661-4448Established
Delaware since 04/13/2017Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/7/2022)
(4/23/2021)
(7/22/2021)
(6/15/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Jul 2022About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Lowell Small's CRS (Customer Relationship Summary).
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