John S. Miller
Professional summary
John Stevenson Miller is a registered financial professional currently at SEVEN POINTS CAPITAL, LLC located in New York, New York and JOSEPH CAPITAL, LLC located in San Juan, .
John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 23 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 79, Series 56, Series 55, Series 3, Series 7, Series 28, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Stevenson Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2013 - Present
SEVEN POINTS CAPITAL, LLC
Office #1: 150 Third Avenue Suite 3002, New York, NY 10022April 2, 2015 - Present
JOSEPH CAPITAL, LLC
Office #1: 15 Calle Taft, Apt. 502, San Juan, PR 00911-1282December 7, 2015 - Present
MD GLOBAL PARTNERS, LLC
Office #1: 329 E. 63rd St. Apt 3j, New York, NY 10065April 16, 2020 - Present
PACER FINANCIAL, INC.
Office #1: 500 Chesterfield Parkway, Malvern, PA 19355August 11, 2020 - Present
ALDWYCH SECURITIES LLC
Office #1: 208 Harbor Drive Suite 204, Stamford, CT 06902July 7, 2022 - Present
AEGIS CAPITAL CORP.
Office #1: 1345 Avenue Of The Americas 27th Floor, New York, NY 10105May 31, 2024 - Present
CADZ SECURITIES INC
Office #1: 309 Bontona Avenue, Ft Lauderdale, FL 33301July 12, 2021 - July 12, 2021
NYPPEX, LLC
June 8, 2016 - December 12, 2016
COLUMBUS ADVISORY GROUP, LTD.
February 17, 2016 - January 27, 2020
WNJ CAPITAL, INC.
July 17, 2015 - April 5, 2018
MATCH-POINT SECURITIES, LLC
November 12, 2014 - November 27, 2015
BULLARO SECURITIES CORP.
June 7, 2011 - May 1, 2012
HEDGE FUND CAPITAL PARTNERS, LLC
November 23, 2009 - October 3, 2011
WOODMERE TRADING LLC
August 3, 2009 - February 1, 2013
LEGEND TRADING, LLC
July 2, 2009 - August 24, 2009
CASIMIR CAPITAL L.P.
January 20, 2007 - March 24, 2008
HEDGE FUND CAPITAL PARTNERS, LLC
June 3, 2005 - November 25, 2005
ELECTRONIC TRADING GROUP, LLC
March 19, 2004 - March 31, 2004
ELECTRONIC TRADING GROUP, LLC
May 15, 2002 - March 31, 2004
PICO QUANTITATIVE TRADING LLC
June 3, 1998 - May 2, 2001
DIMEDIO AND COMPANY
August 7, 1996 - March 31, 2004
THE DELAWARE BAY COMPANY, INC.
March 9, 1994 - July 12, 2002
LEXIT CAPITAL, LLC
January 21, 1993 - March 24, 1993
FAB SECURITIES OF AMERICA, INC.
May 13, 1991 - June 26, 1991
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 56
Date: 8/12/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 12/3/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
CADZ SECURITIES INC
CRD#: 326039 / SEC#: , 8-71094
Contact information
Documents
Red Flags
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