Michael L. Cuckler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lee Cuckler, who also goes by Michael Cuckler, Mike Cuckler, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 6, Series 28, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2004 - November 20, 2014
TEJAS SECURITIES GROUP, INC.
April 4, 1996 - October 14, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
July 9, 1991 - April 4, 1996
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 2/12/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 10/21/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TEJAS SECURITIES GROUP, INC.
CRD#: 36705 / SEC#: , 8-47433
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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