GK
Gregory J. Kennedy
THE PINNACLE FINANCIAL GROUP
HUNTINGTON, NY 11743
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CRD#: 2139322
GK
Professional summary
Gregory Joseph Kennedy is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Huntington, New York and LPL FINANCIAL LLC located in Huntington, New York.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gregory has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/16/2019 - ATLANTIC FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 9/2009 - Time Spent 50%.
2. 10/28/2020 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 07/2012 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 5/22/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 10/28/2020 - The Pinnacle Financial Group - DBA: (Hybrid) Atlantic Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/2009 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 5/22/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Joseph Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2021 - Present
THE PINNACLE FINANCIAL GROUP
Office #1: 58 New St, Huntington, NY 11743RIA
CRD#: 164395
HUNTINGTON, NY
Current
May 16, 2019 - Present
LPL FINANCIAL LLC
Office #1: 58 New St, Huntington, NY 11743RIA
BD
CRD#: 6413
Huntington, NY
Past
July 20, 2012 - May 22, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
HUNTINGTON, NY
Past
September 18, 2008 - July 23, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HUNTINGTON, NY
Past
January 1, 2008 - October 15, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HUNTINGTON, NY
Past
February 7, 1995 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
HUNTINGTON, NY
Past
February 5, 1993 - February 13, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 5, 1993 - February 13, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
Registered Investment Advisory firm - (11/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/16/2019)
RR
Connecticut(5/16/2019)
RR
Florida(5/16/2019)
RR
New Jersey(5/16/2019)
RR
New York(5/16/2019)
IAR
New York(9/9/2021)
RR
North Carolina(5/22/2019)
RR
Virginia(5/16/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
Registered Investment Advisory firm - (11/9/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,538 |
| AUM (Assets Under Management) | $ 1,184,198,113 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE PINNACLE FINANCIAL GROUP
CRD#: 164395Huntington, NY 11743TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
