Vicki A. Zacher
Professional summary
Vicki Annette Zacher, who also goes by VIcki Annette Rogers, is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Lake Forest, Illinois.
Vicki is registered as a RR (Registered Representative) and started their career in finance in 2004. Vicki has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vicki Annette Zacher's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2014 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 222 E. Wisconsin Suite 100, Lake Forest, IL 60045November 15, 2012 - October 1, 2014
RAYMOND JAMES & ASSOCIATES, INC.
October 20, 2004 - August 6, 2007
NORTH STAR INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2014)
Exams
Series 11
Date: 10/19/2004
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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