EJ
Elyse R. Jurman
CETERA INVESTMENT ADVISERS LLC
HIGHLAND BEACH, FL
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CRD#: 2138906
EJ
Professional summary
Elyse Robin Jurman, who also goes by Elyse Robin Herman, Elyse Jurman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Highland Beach, Florida and CETERA ADVISORS LLC located in Boca Raton, Florida.
Elyse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Elyse has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 2, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elyse Robin Herman | Elyse Jurman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA: DIVERSIFIED FINANCIAL SOLUTIONS, INC. INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, INSURANCE, FINANCIAL AND ADVISORY SERVICES, START FEBRUARY 2013, 40 HRS PER WEEK - DURING TRADING HOURS, PRESIDENT/OWNER. 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START OCTOBER 2014, 10 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, DISABILITY, LONG-TERM CARE & ANNUITIES. 3) NOTARY PUBLIC THROUGH STATE OF FLORIDA, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START FEBRUARY 2013, LESS THAN 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, NOTARY. 4)NAME OF OTHER BUSINESS: EJ DESIGNS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: INTERIOR DECORATING; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER/DECORATOR; APX NUMBER OF HOURS PER WEEK: 0-2; APX NUMBER OF HOURS DURING TRADING HOURS: 0-2; BRIEF DESCRIPTION OF DUTIES: PURCHASE FURNITURE AND ACCESSORIES AND ASSIT WITH LAYOUT;
CRS (Client Relationship Summary) - RIA
Click below to view Elyse Robin Jurman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
HIGHLAND BEACH, FL
Current
October 31, 2014 - Present
CETERA ADVISORS LLC
Office #1: 2080 Nw Boca Raton Blvd Ste 5, Boca Raton, FL 33431BD
CRD#: 10299
Boca Raton, FL
Past
November 4, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
February 20, 2013 - November 6, 2014
OSAIC FS, INC.
RIA
CRD#: 3870
BOCA RATON, FL
Past
February 8, 2013 - November 6, 2014
OSAIC FS, INC.
BD
CRD#: 3870
BOCA RATON, FL
Past
May 6, 2011 - November 6, 2012
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
CHICAGO, IL
Past
June 4, 1998 - April 6, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
July 16, 1997 - May 26, 1998
NICHOLAS-APPLEGATE SECURITIES LLC
BD
CRD#: 31205
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/13/2020)
RR
California(10/31/2014)
RR
Colorado(4/4/2024)
RR
Delaware(12/3/2024)
RR
Florida(10/31/2014)
IAR
Florida(2/14/2024)
RR
Georgia(7/14/2020)
RR
Illinois(8/8/2024)
RR
Louisiana(6/24/2021)
RR
Massachusetts(1/19/2021)
RR
Minnesota(10/20/2021)
RR
New Jersey(6/23/2020)
RR
New York(10/31/2014)
RR
North Carolina(10/31/2014)
RR
Pennsylvania(1/21/2021)
RR
Texas(11/13/2025)
RR
Virginia(11/7/2014)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 7/14/1992
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
